Eric Thomas Alexander

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 05/2023
  Nuveen Securities, Llc
  Chicago, IL
• 03/2012 → 05/2023
  Nuveen Asset Management, Llc
  Chicago, IL
• 07/2024 → Present
  Assetmark Brokerage, Llc
  Chicago, IL
• 07/2024 → Present
  Assetmark Financial Holdings, Inc
  Chicago, IL
• 06/2023 → 06/2024
  Unemployed
  Chicago, IL

Previous Registrations

• 2013-01-04 → 2023-04-11
  Nuveen Asset Management, Llc
  Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 07/2024 - 160 HRS / MONTHLY - SENIOR WEALTH SERVICES SPECIALIST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-02
• S63 Uniform Securities Agent State Law Examination
  2006-11-16

Other Names

• Eric Alexander