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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-05 |
| TX | RA | APPROVED | 2024-03-05 |
Branch Locations
4350 Congress Street Floor 01, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hayden Royal | Charlotte | NC | 08/2015 | 02/2017 |
| First Command | Charlotte | NC | 04/2017 | 10/2017 |
| Aries Capital Management | Charlotte | NC | 05/2015 | 02/2023 |
| Monica L Daniels | Charlotte | NC | 01/2017 | 10/2017 |
| Jpmorgan Chase Bank, Na | Charlotte | NC | 01/2024 | Present |
| Jpmorgan Securities Llc | Charlotte | NC | 01/2024 | Present |
| Unemployed | Charlotte | NC | 03/2023 | 12/2023 |
| Lifetime Fitness | Charlotte | NC | 02/2025 | Present |
Entity Name: Lifetime Fitness Investment related: No Address: Charlotte, NC Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 02/10/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tennis Center stringing tennis rackets for the members of the center.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-21 |
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