Adam Michael Farrell

1 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-06-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Gage Marine-- Pier 290 Restaurant	Williams Bay	WI	02/2013	10/2016
Evergreen Country Club	Elkhorn	WI	10/2016	07/2018
Unemployed	Delavan	WI	07/2018	03/2019
Gage Marine- Pier 290 Restaurant And Lake Life Catering	Williams Bay	WI	03/2019	08/2023
Unemployed	Delavan	WI	09/2023	01/2024
Equitable Advisors Llc	New York	NY	02/2024	02/2026
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2026	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	06/2026	Present

02/2013 → 10/2016

Gage Marine-- Pier 290 Restaurant

Williams Bay, WI
10/2016 → 07/2018

Evergreen Country Club

Elkhorn, WI
07/2018 → 03/2019

Unemployed

Delavan, WI
03/2019 → 08/2023

Gage Marine- Pier 290 Restaurant And Lake Life Catering

Williams Bay, WI
09/2023 → 01/2024

Unemployed

Delavan, WI
02/2024 → 02/2026

Equitable Advisors Llc

New York, NY
05/2026 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
06/2026 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-24
S65	Uniform Investment Adviser Law Examination	2006-06-05