Best Investors Account Sign in
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2017-10-24
  • DC RA
    APPROVED
    Since 2017-10-24

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Washington DC 10/2006 10/2017
Bank Of America Na Washington DC 01/2011 10/2017
Oppenheimer & Co. Inc. Washington DC 10/2017 Present
  • 10/2006 → 10/2017
    Merrill Lynch, Pierce, Fenner & Smith
    Washington, DC
  • 01/2011 → 10/2017
    Bank Of America Na
    Washington, DC
  • 10/2017 → Present
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-12
  • S66 Uniform Combined State Law Examination
    2007-02-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor