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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2017-10-24 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Washington | DC | 10/2006 | 10/2017 |
| Bank Of America Na | Washington | DC | 01/2011 | 10/2017 |
| Oppenheimer & Co. Inc. | Washington | DC | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
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