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Sean Lewis Dobranich

LPl Financial LLC

Las Vegas, NV

CRD 4131182

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Las Vegas NV 04/2015 07/2021
Various Insurance Carriers For W&R Insurance Agencies Las Vegas NV 04/2015 07/2021
Ads Asset Holdings Henderson NV 07/2014 06/2017
The Dobranich Group Llc Las Vegas NV 11/2017 07/2021
Lpl Financial Llc Las Vegas NV 07/2021 Present
  • 04/2015 → 07/2021
    Waddell & Reed, Inc
    Las Vegas, NV
  • 04/2015 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Las Vegas, NV
  • 07/2014 → 06/2017
    Ads Asset Holdings
    Henderson, NV
  • 11/2017 → 07/2021
    The Dobranich Group Llc
    Las Vegas, NV
  • 07/2021 → Present
    Las Vegas, NV
Previous Registrations
  • 2015-04-24 → 2021-07-21
    Waddell & Reed
    Las Vegas, NV
    Riverside, CA
    Las Vegas, NV
    Las Vegas, NV
  • 2015-01-02 → 2015-05-06
    Msi Financial Services, Inc.
    Las Vegas, NV
    Las Vegas, NV
  • 2011-12-21 → 2015-01-02
    New England Securities
    Las Vegas, NV
    Las Vegas, NV
  • 2011-01-03 → 2011-12-19
    Las Vegas, NV
    North Las Vegas, NV
  • 2005-06-02 → 2011-01-03
    Wells Fargo Investments, Llc
    North Las Vegas, NV
    Pahrump, NV
    Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2003-11-21 → 2004-10-25
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
  • 2001-10-15 → 2003-11-26
    Las Vegas, NV
Other Businesses

1 ) 11/28/2017 - The Dobranich Group LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 0HR / MO / 424 Vigo Port Street, Las Vegas, NV, 89134 2) 05/26/2022 - Collective Advisors LLC - Investment Related - Las Vegas, NV 89148 - Real Estate Rental - Start Date - 05/02/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-10
  • S66 Uniform Combined State Law Examination
    2000-04-10
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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