Michael Tocco

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 05/2018
  Ameriprise Financial Services, Inc.
  Detroit, MI
• 05/2018 → 03/2020
  Jp Morgan Securities, Llc
  Troy, MI
• 04/2020 → 01/2023
  Morgan Stanley
  Troy, MI
• 01/2023 → 10/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Troy, MI
• 10/2023 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2023-01-27 → 2023-10-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  New York, NY
  Troy, MI
• 2020-05-13 → 2023-01-24
  Morgan Stanley
  Birmingham, MI
  Troy, MI
• 2018-05-18 → 2020-03-26
  J.P. Morgan Securities Llc
  Troy, MI
• 2014-06-10 → 2018-05-14
  Ameriprise Financial Services, Llc
  Troy, MI
  Detroit, MI
  Troy, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-06
• S63 Uniform Securities Agent State Law Examination
  2006-11-14

Other Names

• Michael Tocco
• Michael Peter Tocco
• Michael P Tocco