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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-19
  • TX RA
    APPROVED
    Since 2015-11-19

Branch Locations

1507 Goliad Road, San Antonio, TX 78223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Federal Credit Union San Antonio TX 11/2015 Present
Raymond James Financial Services San Antonio TX 11/2015 Present
Raymond James Financial Services Advisors Inc. San Antonio TX 11/2015 Present
Previous Registrations
Other Businesses

(1)Name of Business: Security Service Investment Group Address: 1507 Goliad Rd, San Antonio, TX, 78223, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
  • S66 Uniform Combined State Law Examination
    2007-03-09
Other Names
  • Fred Garza

View on SEC IAPD

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