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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
1015 Third Street Suite J, Columbus, IN 47201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2006 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2006 | 03/2021 |
| Pruco Securities, Llc. | Indianapolis | IN | 03/2021 | 11/2024 |
| Prudential Insurance Company Of America | Indianapolis | IN | 03/2021 | Present |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 11/19/2024- Integrity Wealth Partners- Advisor- DBA for LPL Business (entity for LPL business)- Inv Related- Indianapolis, IN- Start Date 10/15/2024- 20hrs/mth- 20hrs during trading 2) 11/18/2024- Prudential- Non-Variable Insurance Commission Trails- Health Insurance and Medi Care insurance- Inv Related- Indianapolis, IN- Start Date 05/08/2024- 0hrs/mth- 0hrs during trading 3) 11/18/2024- Principal- Non-Variable Insurance Commission Trails- Non variable Group life and group long term disability- Inv Related- Indianapolis, IN- Start Date 05/08/2024- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-15 |
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