Rocio Mora Salazar

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-09-13

FL RA
APPROVED

Since 2017-09-13

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc	Miami	FL	07/2009	Present
Citigroup	Miami	FL	07/2017	Present

07/2009 → Present

Hsbc Securities (Usa) Inc

Miami, FL
07/2017 → Present

Citigroup

Miami, FL

Previous Registrations

2009-09-15 → 2017-09-15

Hsbc Securities (Usa) Inc.

Miami, FL
2008-04-15 → 2009-07-21

Lafise Securities Llc

Miami, FL
2007-08-31 → 2008-03-27

Citigroup Global Markets Inc.

Miami, FL
2007-05-31 → 2007-06-28

Ubs International Inc.

Coral Gables, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-29

S66 Uniform Combined State Law Examination

2007-05-29

Other Names

Rocio Mora
Rocio Mora-Salazar
Rocio Mora

View on SEC IAPD