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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 03/2011 Present
Robert W. Baird & Co. Incorporated Owensboro KY 10/2019 Present
Previous Registrations
  • 2015-05-19 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Owensboro, KY
Other Businesses

Name/Address: 12930 Fullenwider Rd, Lewisport KY 42351, 2465 Fairview Spur Owensboro KY 42303, 1540 Hinton Hills Loop Hardinsburg KY 40143, Start Date: 1/1/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 2007-04-19
  • S66 Uniform Combined State Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    2007-04-19
Other Names
  • Susan Yewell
  • Susan Yewell
  • Susan Gail Clark

View on SEC IAPD

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