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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 03/2011 | Present |
| Robert W. Baird & Co. Incorporated | Owensboro | KY | 10/2019 | Present |
Name/Address: 12930 Fullenwider Rd, Lewisport KY 42351, 2465 Fairview Spur Owensboro KY 42303, 1540 Hinton Hills Loop Hardinsburg KY 40143, Start Date: 1/1/18 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-19 |
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