Manuel Alejandro De La Maza

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 05/2021 → Present
  Lpl Financial Llc
  Miami, FL

Previous Registrations

• 2016-04-04 → 2021-06-01
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Coral Gables, FL
  Miami, FL
  Doral, FL
• 2012-10-01 → 2016-04-14
  J.P. Morgan Securities Llc
  Hialeah, FL
  Miami, FL
  Miami, FL
  Miami Gardens, FL
  Miami, FL
• 2012-02-15 → 2012-10-01
  Chase Investment Services Corp.
  Pembroke Pines, FL
  Hialeah, FL

Other Businesses

1)National Marketing Group - Non-Variable Insurance -Trails only - Inv. Related- Doral, FL- start date 2010 2) 08/09/2021 - Pinecrest Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/25/2021 - 250 Hours Per Month/40 Hours During Securities Trading. 3) 05/12/2022-E4 Insurance Services-- INVESTMENT RELATED- At Reported Business location(s)- Non-Variable Insurance-Broker- START DATE: 05/11/2022-5 Hours Per Month/0Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-09
• S63 Uniform Securities Agent State Law Examination
  2011-08-26

Other Names

• Manuel De La Maza
• Mannie Alejandro De La Maza
• Mannie De La Maza