Anthony L Roble

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Lpl Financial
  Irvine, CA

Other Businesses

1. 08/10/2022- RJ Wealth Advisors, Inc.-Investment Related- At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date- 09/01/2022- 6 Hours Per Month/ 6 Hours During Securities Trading 2. 01/22/2025- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/17/2025- 1 Hour Per Month- 1 Hour During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-06-12

Designations

• Certified Financial Planner