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Julia Herman

Edward Jones

Hales Corners, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
WI RA APPROVED 2011-11-07
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • WI RA
    APPROVED
    Since 2011-11-07

Branch Locations

11951 W Janesville Rd Suite D, Hales Corners, WI 53130-2349 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2011 Present
Previous Registrations
  • 2007-06-04 → 2011-09-14
    Fsc Securities Corporation
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01
Designations
Other Names
  • Julie Marie Pfannerstill
  • Julia Herman
  • Julia Marie Herman

View on SEC IAPD

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OSAIC WEALTH, INC.
LPL ENTERPRISE, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JOHN ROBERT BRANDT
DENNIS JOHN MCCORMICK
Marc Arlo Messinger
Christopher David Collins
ANDREW P LESAR
Nicholas Dean Johnson
Joseph Anthony Schilz
JOSHUA PETER RINGELBERG

Other Offices

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC · HALES CORNERS, WI
WELLS FARGO CLEARING SERVICES, LLC · HALES CORNER, WI
EDWARD JONES · HALES CORNERS, WI
SEQUENT PLANNING, LLC · Hales Corners, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Hales Corners, WI
LPL FINANCIAL LLC · HALES CORNERS, WI
OSAIC WEALTH, INC. · HALES CORNERS, WI
LPL ENTERPRISE, LLC · HALES CORNERS, WI

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