Nadine E Haufe

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-20
IL	RA	APPROVED	2024-04-15

TX RA
APPROVED_RES

Since 2024-04-20
IL RA
APPROVED

Since 2024-04-15

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lake Forest	IL	11/2008	04/2021
Bank Of America, N.A.	Lskr Forrest	IL	01/2016	04/2021
Rbc Capital Markets, Llc	Lake Forest	IL	04/2021	11/2023
Morgan Stanley	Barrington	IL	03/2024	Present
Unemployed	Algonquin	IL	11/2023	03/2024

11/2008 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL
01/2016 → 04/2021

Bank Of America, N.A.

Lskr Forrest, IL
04/2021 → 11/2023

Rbc Capital Markets, Llc

Lake Forest, IL
03/2024 → Present

Morgan Stanley

Barrington, IL
11/2023 → 03/2024

Unemployed

Algonquin, IL

Previous Registrations

2021-05-04 → 2023-11-24

Rbc Capital Markets, Llc

Lake Forest, IL
2008-11-24 → 2021-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL

Algonquin, IL
2007-09-04 → 2008-11-26

Morgan Stanley & Co. Llc

Libertyville, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-31

S66 Uniform Combined State Law Examination

2007-08-31

Other Names

Nadine E Saenz
Nadine E Orre
Nadine E Saenz
Nadine Elaine Haufe
Nadine Elane Haufe

View on SEC IAPD

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