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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-03-04
  • CA RA
    APPROVED
    Since 2014-03-04

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

21515 Hawthorne Blvd. Second Floor Gg, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Palm Beach Gardens FL 03/2014 Present
Previous Registrations
Other Businesses

THE GALEB GROUP, Is Investment Related, "DBA, Insurance Sales", "Co-owner, Financial Professional", 2014-02-25, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, "Securities DBA used in conjunction with Investment and Insurance sales"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
  • S66 Uniform Combined State Law Examination
    2007-01-29
Designations
  • Certified Financial Planner
Other Names
  • Brian Lacrosse

View on SEC IAPD

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