Joshua Christian Schefers

Current Employers

Employment History

• 10/2011 → Present
  Zuk Financial Group
  San Ramon, CA
• 10/2011 → 11/2017
  National Planning Corporation
  Lake Forest, CA
• 04/2017 → Present
  Valley Wealth Strategies Llc
  Napa, CA
• 11/2017 → Present
  Lpl Financial Llc
  San Ramon, CA

Previous Registrations

• 2017-05-16 → 2017-12-31
  Valley Wealth Strategies
  San Ramon, CA
• 2011-10-18 → 2017-12-06
  National Planning Corporation
  Lake Forest, CA
  San Ramon, CA
  Los Angeles, CA
  Emeryville, CA
• 2011-03-23 → 2011-11-04
  Lpl Financial Llc
  San Francisco, CA
• 2010-10-29 → 2011-10-11
  Heffernan Investment Advisors, Inc.
  San Francisco, CA
• 2008-09-16 → 2010-01-13
  Parkside Advisors Llc
  San Francisco, CA

Other Businesses

1. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - ADIVSOR/FINANCIAL PLANNING/FINANCIAL ADVISOR REPRESENTATIVE - Start Date 10/12/11 - 120 Hours Per Month. 2. 11/29/2017 - FACS FINANCIAL GROUP - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only. 3. 02/21/2018 - Valley Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through Valley Wealth Strategies, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-06-29
• S65 Uniform Investment Adviser Law Examination
  2008-03-22

Designations

Other Names

• Joshua Schefers