Christopher Joseph Carrozza

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 02/2024
  Valic Financial Advisors, Inc.
  Bedminster, NJ
• 12/2022 → 02/2024
  Agia
  Houston, TX
• 02/2024 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2011-06-07 → 2024-02-15
  Valic Financial Advisors, Inc.
  Berkeley Heights, NJ
  Mount Laurel, NJ
  Berkeley Heights, NJ
  Mount Laurel, NJ
• 2007-11-14 → 2011-05-17
  Msi Financial Services, Inc.
  Marlton, NJ

Other Businesses

1) Independent Agent - outside fixed insurance 2) Power of Attorney for spouse starting 6/25/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-30
• S63 Uniform Securities Agent State Law Examination
  2006-11-30

Other Names

• Christopher Carrozza