Margaret Mary Reid

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2016 → Present
  Clover Financial Strategies
  Orange, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-11-16 → 2014-12-18
  Capital Guardian Wealth Management, Llc
  Orange, CA
• 2009-10-19 → 2012-11-19
  Woodbury Financial Services, Inc.
  Orange, CA
• 2007-04-10 → 2009-10-15
  Equity Services, Inc.
  Orange, CA
  Glendale, CA
  Santa Ana, CA
  Santa Ana, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: DBA CLOVER FINANCIAL STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/19/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/ OWNER; APX NUMBER OF HOURS PER WEEK: 40-50 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: PEGGY REID; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RESALE RETAIL; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: SELLER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: POSHMARK, SELLING RECYCLED CLOTHING AND HOUSEHOLD ITEMS ONLINE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-14
• S63 Uniform Securities Agent State Law Examination
  2000-02-23

Other Names

• Peggy Reid