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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2019-03-26 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 09/2011 | Present |
NAME OF OTHER BUSINESS: Ella Bella Rose / INVESTMENT RELATED?:Yes/ ADDRESS: 628 Bement Ave / NATURE OF THE BUSINESS: I am opening an online Etsy shop where I will be selling Children's Apparel. / POSITION: Sole proprietorship / DUTIES: I will be obtaining children's clothing at a wholesale price from various vendors and re-selling them to through my Etsy shop. / START DATE: 12/9/2022 / HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-20 |
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