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John Paul San Marco

Neuberger Berman Bd LLC

Cincinnati, OH

New York, NY

CRD 5234400

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-01-12
NY RA APPROVED 2021-03-23
NJ RA APPROVED 2014-09-22
  • OH RA
    APPROVED
    Since 2024-01-12
  • NY RA
    APPROVED
    Since 2021-03-23
  • NJ RA
    APPROVED
    Since 2014-09-22

Branch Locations

Cincinnati, OH • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 07/2014 08/2022
Neuberger Berman Cincinnati OH 08/2022 Present
  • 07/2014 → 08/2022
    Neuberger Berman Llc
    New York, NY
  • 08/2022 → Present
    Neuberger Berman
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-19
S63 Uniform Securities Agent State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    2006-11-14
Designations
  • Chartered Financial Analyst
Other Names
  • John San Marco

View on SEC IAPD

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