Adam James Mclaughlin

Employer firm

River Raisin Investment Partners, Inc. CRD 298014

$164M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 09/2019
  Lpl Financial
  Monroe, MI
• 09/2019 → Present
  River Raisin Investment Partners
  Monroe, MI
• 09/2019 → Present
  River Raisin Investment Partners
  Monroe, MI

Previous Registrations

• 2009-11-02 → 2019-09-25
  Lpl Financial Llc
  Monroe, MI
  San Diego, CA
  Monroe, MI

Other Businesses

1. 12/19/2012 - MCLAUGHLIN FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For accounting purposes only; not held out to the public. 2. 2/28/2018 - Monroe Charter Township - Not Investment Related - 4925 E. Dunbar Rd, Monroe MI 48161 - Non-Profit Board Member - Started 02/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Alternate for Monroe Charter Township Zoning Board of Appeals. 3. 8/29/2018 - McLaughlin Holdings LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/27/2018 - 0 Hours Per Month - Accounting purposes only. 4. 7/5/2019 - A MCLAUGHLIN PROPERTIES LLC - Investment Related - Home Based, Lasalle Mi 48145, and Monroe MI 48161 & 48162 - Real Estate Rental - Landlord - Started 12/18/2012 - 20 Hours Per Month/4 During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-26
• S63 Uniform Securities Agent State Law Examination
  2007-02-26