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Current Employers
River Raisin Investment Partners, Inc.

230 W Front St, Monroe, MI 48161 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-20
OH RA APPROVED 2019-09-10
  • MI RA
    APPROVED
    Since 2026-03-20
  • OH RA
    APPROVED
    Since 2019-09-10

Branch Locations

230 W Front St, Monroe, MI 48161 • United States

112 West 2Nd Street, Monroe, MI 48161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Monroe MI 10/2009 09/2019
River Raisin Investment Partners Monroe MI 09/2019 Present
River Raisin Investment Partners Monroe MI 09/2019 Present
  • 10/2009 → 09/2019
    Lpl Financial
    Monroe, MI
  • 09/2019 → Present
    River Raisin Investment Partners
    Monroe, MI
  • 09/2019 → Present
    River Raisin Investment Partners
    Monroe, MI
Previous Registrations
Other Businesses

1. 12/19/2012 - MCLAUGHLIN FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For accounting purposes only; not held out to the public. 2. 2/28/2018 - Monroe Charter Township - Not Investment Related - 4925 E. Dunbar Rd, Monroe MI 48161 - Non-Profit Board Member - Started 02/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Alternate for Monroe Charter Township Zoning Board of Appeals. 3. 8/29/2018 - McLaughlin Holdings LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/27/2018 - 0 Hours Per Month - Accounting purposes only. 4. 7/5/2019 - A MCLAUGHLIN PROPERTIES LLC - Investment Related - Home Based, Lasalle Mi 48145, and Monroe MI 48161 & 48162 - Real Estate Rental - Landlord - Started 12/18/2012 - 20 Hours Per Month/4 During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-26
S63 Uniform Securities Agent State Law Examination 2007-02-26
  • S65 Uniform Investment Adviser Law Examination
    2009-10-26
  • S63 Uniform Securities Agent State Law Examination
    2007-02-26

View on SEC IAPD

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