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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2010-09-14 |
Branch Locations
50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Bloomfield | NJ | 07/2012 | 11/2021 |
| Park Avenue Securities Llc | Bloomfield | NJ | 07/2012 | 11/2021 |
| Guardian Life Insurance Company | Shrewsbury | NJ | 11/2021 | 11/2022 |
| Park Avenue Securities | Shrewsbury | NJ | 11/2021 | 11/2022 |
| Guardian Life Insurance Company | Woodcliff Lake | NJ | 11/2022 | Present |
| Park Avenue Securities | Woodcliff Lake | NJ | 11/2022 | Present |
1. Health Insurance, Group Health Insurance, Start: 01/01/2007, Address: 50 Tice Blvd Ste 280, Woodcliff Lake NJ 07677, 2 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Insurance-life and disability Life, disability and long term care insurance as well as individual and group health, vision, dental through various carriers. Start: 01/01/2007 Address: 50 Tice Blvd Ste 280, Woodcliff Lake NJ 07677, 3 total hours per month, 3 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Co-Trustee on part assets of David R. Alter in event of his death, Start: 05/1/2025, Address: 87 Harbor Key Secaucus, NJ 07094, 3 total hours per month, 3 during securities trading hours, Less than 10% annual compensation, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-02 |
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