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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-03 |
| IN | RA | APPROVED | 2014-01-21 |
Branch Locations
5745 Falls Drive, Fort Wayne, IN 46804 • United States
204 E. Pettit Avenue, Fort Wayne, IN 46806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New Haven | IN | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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