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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-01-08
  • LA RA
    APPROVED
    Since 2010-01-08

Branch Locations

111 Veterans Mem Blvd Ste 940, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Will Hornsby Metairie LA 02/2007 Present
Northwestern Mutual Investment Services, Llc Metairie LA 03/2007 Present
Other Businesses

1. REAL ESTATE, INVESTMENT RELATED, 408 MONTGOMERY AVE LA, 1 HR/MO, 100% OWNER, 9/21/2012. 2. REAL ESTATE, INVESTMENT RELATED, 50% ONWER, 316 TRUDEAU DR METAIRIE, LA 70003. 1-2 HOURS PER WEEK. 3. 50% OWNER, RDK RENTALS, LLC, 1709 RIVIERE AVE, METAIRIE, , LOUISIANA, 70003, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/14/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP HUSBAND MANAGE OUR BEACH VACATION RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Kristine M Palmer
  • Kristinia M Palmer

View on SEC IAPD

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