Steven Donald Beinfest

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-29

AZ RA
APPROVED

Since 2023-06-29

Branch Locations

7373 N Scottsdale Rd Ste A250, Scottsdale, AZ 85253 • United States

Sun City West, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Financial Equity Corporation	Scottsdale	AZ	11/2010	04/2022
Cetera Wealth Services, Llc	El Segundo	CA	04/2022	Present
Steven Beinfest Cpa;	Scottsdale	AZ	11/2010	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

11/2010 → 04/2022

First Financial Equity Corporation

Scottsdale, AZ
04/2022 → Present

Cetera Wealth Services, Llc

El Segundo, CA
11/2010 → Present

Steven Beinfest Cpa;

Scottsdale, AZ
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2011-03-23 → 2022-04-20

Ffec Wealth Partners Llc

Glendale, AZ

Scottsdale, AZ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2007; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & ANNUITIES; 2. NAME OF OTHER BUSINESS: STEVEN BEINFEST CPA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA SERVICES; START DATE: 11/2010; POSITION/TITLE/RELATIONSHIP: PRINCIPAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CPA SERVICES; 3. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-16

S66 Uniform Combined State Law Examination

2006-12-16

Designations

Personal Financial Specialist

View on SEC IAPD