Matthew Scott Engelau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-18
NJ	RA	APPROVED	2007-08-23

TX RA
APPROVED_RES

Since 2020-11-18
NJ RA
APPROVED

Since 2007-08-23

Branch Locations

1001 Route 517, Hackettstown, NJ 07840-2730 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Tranquility	NJ	01/2006	Present

01/2006 → Present

Lpl Financial

Tranquility, NJ

Other Businesses

1) 04/03/13 - COMMUNITY, CIVIC AND CHARITABLE BOARD - 5% OF TIME SPENT - HACKETTSTOWN TOWN COUNCIL MEMBER(RUNNING FOR THE OFFICE), TOWN COUNCIL MEETINGS 2ND/4TH THURSDAY OF THE MONTH 2 HOURS EACH. JUST MAKING BASIC TOWN DECISIONS ON POSSIBLE PAY RAISES, TOWN BY-LAWS ETC. - HACKETSTOWN, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-22

S66 Uniform Combined State Law Examination

2007-08-22

View on SEC IAPD