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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-15
VA RA APPROVED 2018-08-15
  • TX RA
    APPROVED
    Since 2018-08-15
  • VA RA
    APPROVED
    Since 2018-08-15

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Herndon, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 01/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2018
Rbc Capital Markets, Llc. Mclean VA 08/2018 Present
Microscale Devices Morrissville NC 02/2018 08/2018
City National Bank Mclean VA 11/2018 Present
  • 06/2009 → 01/2018
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → 01/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2018 → Present
    Mclean, VA
  • 02/2018 → 08/2018
    Microscale Devices
    Morrissville, NC
  • 11/2018 → Present
    City National Bank
    Mclean, VA
Previous Registrations
Other Businesses

(1) SEISMIC PROPERTIES, LLC.; ADDRESS: 626 C GRANT STREET, HERNDON, VA, 20170; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: REAL ESTATE HOLDING LLC.; CAPACITY: OWNER-ACTIVE; START DATE: 2/1/2018; DUTIES: OPERATE THE LLC WHICH OWNS AN OFFICE CONDO; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) MICROSCALE DEVICES, LLC.; ADDRESS:1600 OLIVE CHAPEL ROAD, SUITE 340, APEX, NC 27502; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: GENETIC TESTING SERVICES; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/3/2018; DUTIES: ATTEND BOARD MEETINGS AND CONFERENCE CALLS; MOSTLY RELATED TO STRATEGY; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) Name of business: Bucaneer Street, LLC Business Description: Drop down LLC to own real estate inherited by my mother Whether the business is investment-related: no Address: 6711 Washington Blvd Unit D Arlington, VA 22213 Capacity: Officer Start Date: 04/23/19 Duties: Keep and coordinate legal and tax files only. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (4) Name of business: 626-C Grant Street LLC Business Description: Drop down LLC to own real estate inherited by my mother Whether the business is investment-related: (yes or no) Address: 6711 Washington Blvd Unit D Arlington, VA 22213 Capacity: Officer Start Date: 04/23/19 Duties: Keep track of legal and tax filings Hours devoted per month: 0 Hours devoted during securities hours per month: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2006-12-11

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