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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-02 |
Branch Locations
Citi Retail Banking 3996 Barranca Parkway, Suite 130, Irvine, CA 92606 • United States
Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States
Hacienda Heights, CA • United States
Hacienda Heights, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Arcadia | CA | 12/2009 | 02/2017 |
| Unionbanc Investment Services | Los Angeles | CA | 03/2010 | 02/2017 |
| Cathay Bank | Irvine | CA | 02/2017 | 10/2022 |
| Lpl Financial, Llc | Irvine | CA | 02/2017 | 09/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2017 | 10/2022 |
| Cetera Investment Advisers Llc | Irvine | CA | 09/2017 | 10/2022 |
| Citigroup | Irvine | CA | 11/2022 | Present |
Wedgeworth Heights LLC; Investment-related; Nature: Real Estate Investment and Management; Hacienda Heights, CA; Started: 11/8/2020; Title: Board of Director; Duties: Manage existing properties including rent, maintenance; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./////DoTTERA; Not Investment-related; Nature: Aromatherapy.; Hacienda Heights, CA; Started: October 3, 2022.; Title: Wellness Advocate.; Duties: Executive.; 0. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours. ////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-16 |
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