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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-01 |
Branch Locations
9467 Miliken Ave, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mountain West Financial | Rancho Cucamonga | CA | 09/2014 | 02/2019 |
| J.P. Morgan Securities Llc | Rialto | CA | 03/2019 | 05/2022 |
| Jpmorgan Chase Bank N.A. | Rialto | CA | 03/2019 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Claremont | CA | 05/2022 | 06/2026 |
| Bank Of America, N.A. | Claremont | CA | 05/2022 | 06/2026 |
| U.S. Bancorp Advisors, Llc | Rancho Cucamonga | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-30 |
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