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5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-24 |
| MO | RA | APPROVED | 2019-06-13 |
Branch Locations
5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
4200 Little Blue Parkway Suite 460, Indpendence, MO 64057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgn Financial Services, Llc | Kansas City | MO | 11/2003 | 06/2019 |
| Securities America, Inc. | Lees Summit | MO | 12/2003 | 06/2019 |
| Securities America Advisors | Lees Summit | MO | 01/2013 | 06/2019 |
| Lpl Financial, Llc | Lees Summit | MO | 06/2019 | Present |
| Pcg Wealth Advisors Llc | Overland Park | KS | 06/2019 | Present |
1. 03/29/2005 - THE SKOWRONSKI FAMILY TRUSTL/ ACT IN A FIDUCIARY CAPACITY/ INVESTMENT RELATED/ 1%/ LEES SUMMIT, MO 2. 10/01/1991 - PCG WEALTH MANAGEMENT/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ LEES SUMMIT, MO 3. 01/01/2018 - PCG WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LEES SUMMIT, MO 4. 06/11/2019 - PCG Wealth Advisors, LLC - DBA:PCG WEALTH MANAGEMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - Investment related - At reported business location(s) - 135 hrs/mo - 35 hrs during trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2019. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/11/2019 - PCG WEALTH ADVISORS, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:1/1/2018 - 35 hrs/mo - 35 hrs during trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2019. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/07/2019 - JRS Retirement Solutions LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:06/05/2019 - 160 hrs/mo - 6 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-17 |
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