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Current Employers
Pcg Wealth Management

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
MO RA APPROVED 2019-06-13
  • TX RA
    APPROVED
    Since 2020-02-24
  • MO RA
    APPROVED
    Since 2019-06-13

Branch Locations

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

4200 Little Blue Parkway Suite 460, Indpendence, MO 64057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgn Financial Services, Llc Kansas City MO 11/2003 06/2019
Securities America, Inc. Lees Summit MO 12/2003 06/2019
Securities America Advisors Lees Summit MO 01/2013 06/2019
Lpl Financial, Llc Lees Summit MO 06/2019 Present
Pcg Wealth Advisors Llc Overland Park KS 06/2019 Present
  • 11/2003 → 06/2019
    Pgn Financial Services, Llc
    Kansas City, MO
  • 12/2003 → 06/2019
    Securities America, Inc.
    Lees Summit, MO
  • 01/2013 → 06/2019
    Securities America Advisors
    Lees Summit, MO
  • 06/2019 → Present
    Lpl Financial, Llc
    Lees Summit, MO
  • 06/2019 → Present
    Pcg Wealth Advisors Llc
    Overland Park, KS
Previous Registrations
  • 2013-01-07 → 2019-06-11
    Securities America Advisors, Inc.
    Lees Summit, MO
Other Businesses

1. 03/29/2005 - THE SKOWRONSKI FAMILY TRUSTL/ ACT IN A FIDUCIARY CAPACITY/ INVESTMENT RELATED/ 1%/ LEES SUMMIT, MO 2. 10/01/1991 - PCG WEALTH MANAGEMENT/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ LEES SUMMIT, MO 3. 01/01/2018 - PCG WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LEES SUMMIT, MO 4. 06/11/2019 - PCG Wealth Advisors, LLC - DBA:PCG WEALTH MANAGEMENT - Investment related - At reported business location(s) - Registered Investment Advisor DBA - Investment related - At reported business location(s) - 135 hrs/mo - 35 hrs during trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2019. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/11/2019 - PCG WEALTH ADVISORS, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:1/1/2018 - 35 hrs/mo - 35 hrs during trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2019. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/07/2019 - JRS Retirement Solutions LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:06/05/2019 - 160 hrs/mo - 6 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-27
S63 Uniform Securities Agent State Law Examination 2000-05-17
  • S65 Uniform Investment Adviser Law Examination
    2012-12-27
  • S63 Uniform Securities Agent State Law Examination
    2000-05-17

View on SEC IAPD

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