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Todd Edward Dalziel

Cetera Investment Advisers LLC

Devils Lake, ND

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
ND RA APPROVED 2017-06-03
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • ND RA
    APPROVED
    Since 2017-06-03

Branch Locations

300 4Th Street Ne, Devils Lake, ND 58301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 05/2017
Ramsey National Bank Devils Lake ND 05/2017 Present
Cetera Investment Advisers Llc Devils Lake ND 05/2017 Present
Cetera Investment Services Llc St. Cloud MN 05/2017 Present
  • 01/2013 → 05/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2017 → Present
    Ramsey National Bank
    Devils Lake, ND
  • 05/2017 → Present
    Cetera Investment Advisers Llc
    Devils Lake, ND
  • 05/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2008-02-20 → 2017-05-31
    Cetera Wealth Services, Llc
    Devils Lake, ND
    Devils Lake, ND
  • 2007-01-22 → 2008-02-07
    Thrivent Investment Management Inc.
    Fargo, ND
    Devils Lake, ND
Other Businesses

1. OWNER OF RAMSEY INVESTMENT SERVICES, LLC; DBA NAME FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

LeeAnn Overby
Alaina Schmid
KALE T STROMME
Dylan T Dalziel
Thomas Wade Reule

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Devils Lake, ND
THRIVENT INVESTMENT MANAGEMENT INC. · Devils Lake, ND
LPL FINANCIAL LLC · DEVILS LAKE, ND
EDWARD JONES · DEVILS LAKE, ND

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