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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Devils Lake | ND | 10/2024 | Present |
| Western State Bank | Devils Lake | ND | 05/2010 | 10/2024 |
1) 10/2024 - North Central Housing / Non-Profit Board Member / Non Inv. Related / Start date 08/15/2018 - 1 hrs per month -1 % time spent 2) 10/2024 - Western State Bank / Notary / Inv. Related / Start date 10/15/2013 - .5 Hrs per month - 1 % Time Spent 3) 10/2024 - Devils Lake Park Board / Non-Profit Board Member / Non Inv. Related / Start date 07/01/2010 - 2 hrs per month -1 % time spent 4) 10/2024 - Western Investments / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 5) 01/27/2025 - Western Insurance - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:01/22/2025 - 8 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-05 |
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