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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-12
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2020-03-12
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Co. Irvine CA 10/2006 03/2017
Metlife Securities, Inc. Irvine CA 10/2006 03/2017
Massachusetts Mutual Life Insurance Company Newport Beach CA 07/2016 Present
Mml Investors Services, Llc Newport Beach CA 03/2017 Present
  • 10/2006 → 03/2017
    Metropolitan Life Insurance Co.
    Irvine, CA
  • 10/2006 → 03/2017
    Metlife Securities, Inc.
    Irvine, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newport Beach, CA
  • 03/2017 → Present
    Newport Beach, CA
Previous Registrations
  • 2007-01-03 → 2017-03-25
    Msi Financial Services, Inc.
    Irvine, CA
    Los Angeles, CA
Other Businesses

(1) Name: Luke Achay Inv rel: Y Add: Residential Nature: Property and Casualty Position: Property and Casualty Insurance Solicitor; Acrisure, LLC Start date: 8/2017 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: Receive solicitor compensation for referring customers seeking Property and Casualty coverage. (2)Name: Luke Achay Inv rel: Y Add: Kailua-Kona, HI 96740 Nature: Simple Rental Property Position: owner Start date: 01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: landlord (3)Name: Luke Achay Inv rel: Y Add: Kailua-Kona, HI 96740 Nature: Simple Rental Property Position: owner Start date: 01/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: landlord (4) Name: Luke Achay Inv rel: Y Add: Irvine, CA 92614 Nature: Simple Rental Property Position: Owner Start date: 01/2015 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: landlord (5)NAME: Luke Achay INV REL: Y ADD: Residential NATURE: NonMMLIA Insurance Brokerage/Ind Life POSITION: Agent START DATE: 03/2017 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: Independent insurance agent. Sales of individual and group non-variable medical insurance products. Service fees and renewal commissions from other non-variable insurance products written prior to registration with MML Investors Services (MMLIS). All other new sales, including "indexed" products sold through MMLIS or MassMutual Life Insurance Agency (MMLIA) or their designated successors only. Sale or service of any other insurance products outside of these channels may be permitted on a case-by-case basis only with prior written approval in advance of solicitation from the General Agent/Registered Principal

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-16
  • S66 Uniform Combined State Law Examination
    2006-12-16
Designations
Other Names
  • Luke D Achay

View on SEC IAPD

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