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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-01
  • WI RA
    APPROVED
    Since 2020-09-01

Branch Locations

2523 W. Folsom Street Suite A1, Eau Claire, WI 54703 • United States

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Services, Inc. Eau Claire WI 08/2006 10/2016
Bernicke Wealth Management, Ltd. Altoona WI 06/2016 08/2020
Triad Advisors, Llc Altoona WI 01/2018 06/2020
Triad Advisors, Inc. Altoona WI 06/2016 12/2017
Lpl Financial Llc Altoona WI 06/2020 08/2020
Great Valley Advisor Group Wilmington DE 06/2020 08/2020
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 09/2020 Present
Tek. Cattle Eau Claire WI 01/1990 Present
Insurance - Licensed Agent Eau Claire WI 06/2008 Present
Karlyn R. Etheridge Eau Claire WI 10/2020 Present
Decades Financial, Llc. Eau Claire WI 10/2010 Present
Decades Financial, Llc. Eau Claire WI 08/2020 Present
Karlyn Etheridge Eau Claire WI 06/2008 Present
  • 08/2006 → 10/2016
    West Services, Inc.
    Eau Claire, WI
  • 06/2016 → 08/2020
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 01/2018 → 06/2020
    Triad Advisors, Llc
    Altoona, WI
  • 06/2016 → 12/2017
    Triad Advisors, Inc.
    Altoona, WI
  • 06/2020 → 08/2020
    Lpl Financial Llc
    Altoona, WI
  • 06/2020 → 08/2020
    Great Valley Advisor Group
    Wilmington, DE
  • 09/2020 → Present
    Scottsdale, AZ
  • 01/1990 → Present
    Tek. Cattle
    Eau Claire, WI
  • 06/2008 → Present
    Insurance - Licensed Agent
    Eau Claire, WI
  • 10/2020 → Present
    Karlyn R. Etheridge
    Eau Claire, WI
  • 10/2010 → Present
    Decades Financial, Llc.
    Eau Claire, WI
  • 08/2020 → Present
    Decades Financial, Llc.
    Eau Claire, WI
  • 06/2008 → Present
    Karlyn Etheridge
    Eau Claire, WI
Previous Registrations
  • 2012-10-15 → 2020-08-18
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 2020-06-20 → 2020-08-11
    Altoona, WI
    Berwyn, PA
  • 2009-01-02 → 2012-10-16
    Eau Claire, WI
    Saint Petersburg, FL
  • 2008-07-16 → 2009-01-02
    Raymond James Financial Services, Inc.
    Eau Claire, WI
  • 2007-09-27 → 2008-07-16
    Sii Investments, Inc.
    Eau Claire, WI
Other Businesses

1.) TEK. CATTLE - PROPRIETOR/OWNER W/HUSBAND - CATTLE OPERATION - EAU CLAIRE, WI - SINCE 01/1990 - NOT INVESTMENT RELATED 2.) DECADES FINANCIAL LLC - ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - EAU CLAIRE, WI - SINCE 08/2020 - INVESTMENT RELATED 3.) INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - EAU CLAIRE, WI - SINCE 06/2008 - INVESTMENT RELATED 4.) KARLYN R. ETHERIDGE - NOTARY PUBLIC - NOTARY - EAU CLAIRE, WI - SINCE 10/2020 - NOT INVESTMENT RELATED 5.) DECADES FINANCIAL, LLC. - CERTIFIED SPECIALIST IN ESTATE PLANNING (CSEP) - ESTATE PLANNING - EAU CLAIRE, WI - SINCE 10/2010 - INVESTMENT RELATED 6.) CASPER TRUST DATED MAY 26, 1987 - TRUSTEE - ACTING IN A FIDUCIARY CAPACITY - EAU CLAIRE, WI - SINCE 08/2020 - NOT INVESTMENT RELATED 7.) KARLYN ETHERIDGE - INSURANCE AGENT - NON-VARIABLE INSURANCE - EAU CLAIRE, WI - SINCE 06/2008 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-19
  • S66 Uniform Combined State Law Examination
    2007-09-19
Other Names
  • Karlyn Etheridge
  • Karlyn Casper

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