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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-09-01 |
Branch Locations
2523 W. Folsom Street Suite A1, Eau Claire, WI 54703 • United States
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Services, Inc. | Eau Claire | WI | 08/2006 | 10/2016 |
| Bernicke Wealth Management, Ltd. | Altoona | WI | 06/2016 | 08/2020 |
| Triad Advisors, Llc | Altoona | WI | 01/2018 | 06/2020 |
| Triad Advisors, Inc. | Altoona | WI | 06/2016 | 12/2017 |
| Lpl Financial Llc | Altoona | WI | 06/2020 | 08/2020 |
| Great Valley Advisor Group | Wilmington | DE | 06/2020 | 08/2020 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 09/2020 | Present |
| Tek. Cattle | Eau Claire | WI | 01/1990 | Present |
| Insurance - Licensed Agent | Eau Claire | WI | 06/2008 | Present |
| Karlyn R. Etheridge | Eau Claire | WI | 10/2020 | Present |
| Decades Financial, Llc. | Eau Claire | WI | 10/2010 | Present |
| Decades Financial, Llc. | Eau Claire | WI | 08/2020 | Present |
| Karlyn Etheridge | Eau Claire | WI | 06/2008 | Present |
1.) TEK. CATTLE - PROPRIETOR/OWNER W/HUSBAND - CATTLE OPERATION - EAU CLAIRE, WI - SINCE 01/1990 - NOT INVESTMENT RELATED 2.) DECADES FINANCIAL LLC - ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - EAU CLAIRE, WI - SINCE 08/2020 - INVESTMENT RELATED 3.) INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - EAU CLAIRE, WI - SINCE 06/2008 - INVESTMENT RELATED 4.) KARLYN R. ETHERIDGE - NOTARY PUBLIC - NOTARY - EAU CLAIRE, WI - SINCE 10/2020 - NOT INVESTMENT RELATED 5.) DECADES FINANCIAL, LLC. - CERTIFIED SPECIALIST IN ESTATE PLANNING (CSEP) - ESTATE PLANNING - EAU CLAIRE, WI - SINCE 10/2010 - INVESTMENT RELATED 6.) CASPER TRUST DATED MAY 26, 1987 - TRUSTEE - ACTING IN A FIDUCIARY CAPACITY - EAU CLAIRE, WI - SINCE 08/2020 - NOT INVESTMENT RELATED 7.) KARLYN ETHERIDGE - INSURANCE AGENT - NON-VARIABLE INSURANCE - EAU CLAIRE, WI - SINCE 06/2008 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-19 |
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