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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| KY | RA | APPROVED | 2018-06-22 |
Branch Locations
1950 Scottsville Rd, Bowling Green, KY 42104 • United States
2425 Frederica St, Owensboro, KY 42301 • United States
76 S Green St, Henderson, KY 42420 • United States
1776 N Main St, Madisonville, KY 42431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Owensboro | KY | 06/2010 | 09/2018 |
| Ameriprise Financial Services, Inc | Owensboro | KY | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 03/2020 | Present |
Outside Employment; Independence Bank; Financial Advisor - Serve bank clients with Investments and Retirement Planning to maintain a full service bank opportunity for the banks clients.; ; 2425 Frederica StreetOwensboro, KY 42301, ,; Investment-Related; 06/20/2010; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
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