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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
KY RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • KY RA
    APPROVED
    Since 2018-06-22

Branch Locations

1950 Scottsville Rd, Bowling Green, KY 42104 • United States

2425 Frederica St, Owensboro, KY 42301 • United States

76 S Green St, Henderson, KY 42420 • United States

1776 N Main St, Madisonville, KY 42431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Owensboro KY 06/2010 09/2018
Ameriprise Financial Services, Inc Owensboro KY 06/2018 03/2020
Ameriprise Financial Services, Llc Owensboro KY 03/2020 Present
  • 06/2010 → 09/2018
    Investment Professionals, Inc.
    Owensboro, KY
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Owensboro, KY
  • 03/2020 → Present
    Owensboro, KY
Previous Registrations
  • 2010-06-22 → 2018-09-24
    Investment Professionals, Inc.
    Owensboro, KY
    Owensboro, KY
    San Antonio, TX
    Owensboro, KY
    Bowling Green, KY
    Danville, KY
  • 2007-02-06 → 2008-02-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Lexington, KY
Other Businesses

Outside Employment; Independence Bank; Financial Advisor - Serve bank clients with Investments and Retirement Planning to maintain a full service bank opportunity for the banks clients.; ; 2425 Frederica StreetOwensboro, KY 42301, ,; Investment-Related; 06/20/2010; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
  • S66 Uniform Combined State Law Examination
    2007-02-05
Other Names
  • Randal King

View on SEC IAPD

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