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Aaron Michael Casey

Transamerica Financial Advisors, LLC

San Jose, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-05
TX RA APPROVED_RES 2024-03-06
CA RA APPROVED 2012-01-06
  • NC RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2024-03-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

3550 Stevens Creek Blvd Suite 308, San Jose, CA 95117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group San Jose CA 04/2006 Present
Transamerica Financial Advisors, Inc San Jose CA 01/2012 Present
Wealthwave San Jose CA 02/2015 Present
  • 04/2006 → Present
    World Financial Group
    San Jose, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    San Jose, CA
  • 02/2015 → Present
    Wealthwave
    San Jose, CA
Previous Registrations
  • 2008-12-24 → 2012-01-06
    Investment Advisors International, Inc.
    San Jose, CA
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-17
S63 Uniform Securities Agent State Law Examination 2006-11-20
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S63 Uniform Securities Agent State Law Examination
    2006-11-20

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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