Nicholas Barnett

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2025
  Cns
  Newport Beach, CA
• 02/2025 → Present
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA

Previous Registrations

• 2016-07-06 → 2025-02-27
  Rbc Securities, Inc
  Los Angeles, CA
  Newport Beach, CA
  Lake Forest, CA
• 2014-08-11 → 2016-07-05
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
• 2011-06-07 → 2014-07-16
  Usaa Financial Planning Services
  San Diego, CA
  Oceanside, CA
• 2010-08-25 → 2011-05-09
  U.S. Bancorp Advisors, Llc
  Long Beach, CA
  Long Beach, CA
  Long Beach, CA
  Westminster, CA
  Garden Grove, CA
  Huntington Beach, CA
  Newport Beach, CA
  Irvine, CA
  Irvine, CA
• 2009-12-15 → 2010-07-21
  Morgan Stanley
  Laguna Niguel, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-12-04
• S63 Uniform Securities Agent State Law Examination
  2007-07-21

Other Names

• Nick Robert Barnett
• Nicholas Robert Barnett