Best Investors
Account
Sign in
Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-20 |
Branch Locations
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
Laguna Niguel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank Of California | Mission Viejo | CA | 10/2008 | Present |
| Unionbanc Investment Services | Mission Viejo | CA | 11/2008 | 03/2018 |
| City National Bank | Irvine | CA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-17 |
Reach out to this advisor