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Jacob John Figueira

Charles Schwab & Co., Inc.

Walnut Creek, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-11-27
  • CA RA
    APPROVED
    Since 2019-11-27

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Campbell CA 03/2013 02/2018
Td Ameritrade, Inc. Pleasanton CA 02/2018 10/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2019
Charles Schwab & Co., Inc. Walnut Creek CA 11/2019 Present
Charles Schwab Bank Ssb Walnut Creek CA 11/2019 Present
  • 03/2013 → 02/2018
    Scottrade, Inc.
    Campbell, CA
  • 02/2018 → 10/2019
    Td Ameritrade, Inc.
    Pleasanton, CA
  • 02/2018 → 10/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 11/2019 → Present
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
  • 11/2019 → Present
    Charles Schwab Bank Ssb
    Walnut Creek, CA
Previous Registrations
  • 2018-02-27 → 2019-11-19
    Td Ameritrade, Inc.
    Pleasanton, CA
  • 2018-02-26 → 2019-11-19
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Pleasanton, CA
  • 2016-06-27 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2007-11-21
Designations
Other Names
  • Jake John Figueira

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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