Jacob John Figueira

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 02/2018
  Scottrade, Inc.
  Campbell, CA
• 02/2018 → 10/2019
  Td Ameritrade, Inc.
  Pleasanton, CA
• 02/2018 → 10/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 11/2019 → Present
  Charles Schwab & Co., Inc.
  Walnut Creek, CA
• 11/2019 → Present
  Charles Schwab Bank Ssb
  Walnut Creek, CA

Previous Registrations

• 2018-02-27 → 2019-11-19
  Td Ameritrade, Inc.
  Pleasanton, CA
• 2018-02-26 → 2019-11-19
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Pleasanton, CA
• 2016-06-27 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2016-06-24
• S63 Uniform Securities Agent State Law Examination
  2007-11-21

Designations

• Certified Financial Planner

Other Names

• Jake John Figueira