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Donnie James Carpenter

First Move Financial, LLC

The Woodlands, TX

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Current Employers
First Move Financial, Llc

The Woodlands, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-24
  • TX RA
    APPROVED
    Since 2017-10-24

Branch Locations

The Woodlands, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Back Office Solutions The Woodlands TX 08/2017 05/2020
Hfg Wealth Management, Llc The Woodlands TX 01/2016 08/2017
First Move Financial, Llc The Woodlands TX 08/2017 Present
Texas A&M University College Station TX 05/2020 Present
Previous Registrations
  • 2016-02-09 → 2017-09-08
    Hfg Wealth Management, Llc
    The Woodlands, TX
  • 2015-04-09 → 2016-12-05
    Back Office Solutions, Llc
    The Woodlands, TX
  • 2007-07-23 → 2008-04-04
    Mcs Family Wealth Advisors
    Bend, OR
  • 2007-02-02 → 2007-07-09
    Alison, Llc
    Eugene, OR
  • 2006-12-12 → 2007-06-29
    Kms Financial Services, Inc.
    Eugene, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-14
  • S66 Uniform Combined State Law Examination
    2006-11-14
Designations

View on SEC IAPD

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