Nicholas Edward Bevad

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-04-21

NJ RA
APPROVED

Since 2022-04-21

Branch Locations

1 Holtec Drive Ste 201, Marlton, NJ 08053 • United States

1129 Northern Blvd, Manhasset, NY 11030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	05/2010	03/2022
Bank Of America, Na	Great Neck	NY	07/2010	03/2022
Lpl Financial	Marlton	NJ	04/2022	Present

05/2010 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY
07/2010 → 03/2022

Bank Of America, Na

Great Neck, NY
04/2022 → Present

Lpl Financial

Marlton, NJ

Previous Registrations

2010-05-17 → 2022-04-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

Mount Laurel, NJ

Cherry Hill, NJ
2009-06-01 → 2009-08-24

Morgan Stanley

San Francisco, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

San Francisco, CA
2007-01-23 → 2007-04-02

Morgan Stanley Dw Inc.

San Francisco, CA

Other Businesses

1- 04/2022 / DBA for LPL Business (entity for LPL business) / Claritas Wealth Partners / Investment Related / 160 HR Mnth & 8 HR During Trading / Marlton, NJ 08053

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-22

S66 Uniform Combined State Law Examination

2007-01-22

View on SEC IAPD