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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Five Star Advisor Partners, Llc | Richardson | TX | 04/2013 | Present |
| Avantax Investment Services, Inc. | Richardson | TX | 04/2013 | 09/2025 |
| Avantax Insurance Agency, Llc | Richardson | TX | 04/2013 | 09/2025 |
| Avantax Advisory Services | Richardson | TX | 05/2013 | 09/2025 |
| Cetera Wealth Services, Llc | Richardson | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) YMCA Camp Grady Suruce Board of Management; Non-investment related; 9409 Garland Road, Suite #200~Dallas, TX 75218; Other; Member of the Board of Directors; 8/29/2014; 10hrs; 2hrs; I am a volunteer that helps the 501c3 review the budgets, and assists with marketing/promotion and staff training. 2) FIVE STAR ADVISOR PARTNERS, LLC POSITION: Partner/Owner NATURE: LLC created for Avantax business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2013 ADDRESS: 100 N. Central Expy, Suite 1205, Richardson TX 75080, United States DESCRIPTION: LLC created for Avantax business 3) JOSEPH HANCOCK TAX AND FINANCIAL SERVICE POSITION: Enrolled Agent, Tax Professional NATURE: Joseph Hancock Tax and Financial Service prepares and files tax returns for individuals and businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2013 ADDRESS: 100 North Central Expressway, Suite 1205, Richardson TX 75080, United States DESCRIPTION: I prepare tax returns for filing.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-12-14 |
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