Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-08 |
Branch Locations
9350 S Dixie Hwy Ste 1410, Miami, FL 33156-2944 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 09/2006 | 07/2019 |
| Charles Schwab & Co., Inc. | Coral Gables | FL | 07/2019 | 12/2019 |
| Charles Schwab Bank | Coral Gables | FL | 07/2019 | 12/2019 |
| Ameriprise Financial Services, Inc | Miami | FL | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | Present |
Business Ownership; RDO & Associates LLC; Meeting minutes; Entity used to manage Ameriprise franchise business activities; 9350 S. Dixie Hwy Suite 1410, , Miami, FL, 33156; Not Investment-Related; 07/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / CDB Legacy LLC; Owner; Manage Ameriprise Business; 9350 South Dixie Hwy, Ste 1410, Miami, FL, 33156; Investment-Related; 10/26/2023; 1 to 9 hours per month; 0 during trading hours / OBB LLC; Owner; Manage Ameriprise Business; 9350 South Dixie Hwy, Ste 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RDO & Associates LLC; secretary - Signs lease agreement for office rental, manages employees and benefits.; ; 9350 S dixie hwy ste 1410, , Miami, FL, 33156; Not Investment-Related; 07/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / CDB Legacy LLC; Owner; Manage advisory business; 9350 S Dixie Hwy Ste 1410, , Miami, FL, 33156; Investment-Related; 10/26/2023; 1 to 9 hours per month; 0 during trading hours / OBB LLC; Co-owner; Manage advisory business; 9350 S Dixie Hwy Ste 1410, , Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-09 |
Reach out to this advisor