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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-08
  • FL RA
    APPROVED
    Since 2020-01-08

Branch Locations

9350 S Dixie Hwy Ste 1410, Miami, FL 33156-2944 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 09/2006 07/2019
Charles Schwab & Co., Inc. Coral Gables FL 07/2019 12/2019
Charles Schwab Bank Coral Gables FL 07/2019 12/2019
Ameriprise Financial Services, Inc Miami FL 12/2019 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
  • 09/2006 → 07/2019
    Ameriprise Financial Services, Inc.
    Miami, FL
  • 07/2019 → 12/2019
    Coral Gables, FL
  • 07/2019 → 12/2019
    Charles Schwab Bank
    Coral Gables, FL
  • 12/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Miami, FL
  • 03/2020 → Present
    Miami, FL
Previous Registrations
Other Businesses

Business Ownership; RDO & Associates LLC; Meeting minutes; Entity used to manage Ameriprise franchise business activities; 9350 S. Dixie Hwy Suite 1410, , Miami, FL, 33156; Not Investment-Related; 07/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / CDB Legacy LLC; Owner; Manage Ameriprise Business; 9350 South Dixie Hwy, Ste 1410, Miami, FL, 33156; Investment-Related; 10/26/2023; 1 to 9 hours per month; 0 during trading hours / OBB LLC; Owner; Manage Ameriprise Business; 9350 South Dixie Hwy, Ste 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RDO & Associates LLC; secretary - Signs lease agreement for office rental, manages employees and benefits.; ; 9350 S dixie hwy ste 1410, , Miami, FL, 33156; Not Investment-Related; 07/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / CDB Legacy LLC; Owner; Manage advisory business; 9350 S Dixie Hwy Ste 1410, , Miami, FL, 33156; Investment-Related; 10/26/2023; 1 to 9 hours per month; 0 during trading hours / OBB LLC; Co-owner; Manage advisory business; 9350 S Dixie Hwy Ste 1410, , Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-09
  • S66 Uniform Combined State Law Examination
    2015-04-09
Other Names
  • Cinthya Pamela Fondas
  • Cinthya Duarte
  • Cinthya Pamela Duarte

View on SEC IAPD

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