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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-02-23 |
| PA | RA | APPROVED | 2023-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delaware Investments | Philadelphia | PA | 05/2010 | 09/2022 |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 04/2020 | 09/2022 |
| Thornburg Securities Corporation | Santa Fe | NM | 09/2022 | 02/2023 |
| Delaware Distributors, L.P. | Philadelphia | PA | 02/2023 | Present |
| Macquarie Investment Management Business Trust | Philadelphia | PA | 02/2023 | Present |
| Nomura Capital Management Llc | Chicago | IL | 06/2026 | Present |
Tomson Equipment Rental LLC/Chairman/ purchase construction equipment, and then will rent the equipment to construction companies/08-SEP-2025/ 2 hrs / week Second City Ventures LLC/Investment Related/Chicago, IL/Second City Ventures LLC is an organization that is owned by myself and 6 other friends. We pooled our money together to make a private investment in O'Shaughnessy Distilling Co. The minimum investment to invest in O'Shaughnessy Distilling Co. was more than myself or my friends wanted to invest so by pooling our funds together under Second City Ventures LLC we were able to meet the minimum investment requirement as a collective group./Partner-Investor 0 hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-13 |
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