John Henry Lockwood

Current Employers

Employment History

• 10/2015 → 01/2021
  Royal Alliance Associates, Inc.
  Sacramento, CA
• 01/2021 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 09/2015 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 01/2021 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2015-11-25 → 2021-03-31
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 2013-08-05 → 2014-10-10
  Northwestern Mutual Investment Services, Llc
  Sacramento, CA

Other Businesses

1. Name: Boys and Girls Club of Greater Sacramento, Investment-related: No., Address: 5212 Lemon Hill Ave, Sacramento CA 95824, Nature:501C3, Position: Director of the board, Start: 06/01/2014, Hours/Month: 10, Hours during Market Hours: 0, Duties: Direct and protect the mission of the Boys and Girls Club 2. Name: John Lockwood, Investment-Related: No., Address: private residence, Nature: rental income, Position/Title: Owner, Start: 06/01/2021, Hours/Month: 2, Hours during Market Hours: 0, Duties: property management 3. Name: John Lockwood, Investment-Related: No., Address: private residence, Nature: car rental income, Position/Title: sole-proprietor, Start: 06/01/2021, Hours/Month: 2, Hours during Market Hours: 1, Duties: list through Turo, maintain cars. 4. 728 Heartland Properties, LLC; Investment-Related: No; 679 West State Route 130, Hobarrt IN 46342; rental income/property; Proprietor; Start: 07/14/2022; Hours/Month: 2; Hours during Market Hours: 0; Duties: purchase and manage rental properties through single member LLC, 728 Heartland Properties, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-07
• S63 Uniform Securities Agent State Law Examination
  2007-01-06

Designations

Other Names

• John Henry Lockwood