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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-29
TX RA APPROVED 2009-01-26
OH RA APPROVED 2007-02-15
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED
    Since 2009-01-26
  • OH RA
    APPROVED
    Since 2007-02-15

Branch Locations

180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Upper St. Clair PA 09/2006 Present
Bank Of America, Na South Hills PA 12/2009 Present
  • 09/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Upper St. Clair, PA
  • 12/2009 → Present
    Bank Of America, Na
    South Hills, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-14
  • S66 Uniform Combined State Law Examination
    2007-02-14
Other Names
  • David A Foster

View on SEC IAPD

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