Brooke M Harrison

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Principal Securities, Inc.
  Roswell, GA
• 02/2006 → Present
  Principal Life Insurance Co
  Roswell, GA

Other Businesses

**Strategic Leadership Consultants, LLC; Not Investment Related; Marietta, GA; ; husband owned business, RR is listed on accounts. No day to day.; Start Date: 05/01/2021; 0 hrs per month; 0 during trading hours. **PENN STATE ALUMNI ASSOCIATION - ATLANTA CHAPTER POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: The Hintz Family Alumni Center, University Park PA 16802, United States DESCRIPTION: Board Member. I volunteer my time to help coordinate and host alumni events in the Atlanta Metro area. Those events include: football watch parties, Diamonds Over Georgia Children's Childhood Cancer fundraising dinner, alumni networking events, etc. As a board member there is no access for the organization or make investment decisions.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-24

Other Names

• Brooke Mertz
• Brooke Mertz
• Brooke Harrison