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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
NC RA APPROVED 2007-01-08
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • NC RA
    APPROVED
    Since 2007-01-08

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, LINCOLN, NC, 100% OWNER, START: 9/1/2018, 0 HOURS, DUTIES: LANDLORD.| RENTAL PROPERTY - CAROLYN ; INV RELATED; CHARLOTTE, NC; RENTAL ;100% OWNERSHIP; START DATE: 09/08/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
  • S66 Uniform Combined State Law Examination
    2006-12-28
Other Names
  • Thomas Mcrae

View on SEC IAPD

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