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Shawn Michael Wyatt

North Fork Financial, LLC

Hutchinson, KS

CRD 5231185

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Employer firm

North Fork Financial, LLC CRD 316152

$27.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
North Fork Financial, Llc

16 W. 4Th Ave. Suite A, Hutchinson, KS 67501 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-09-08
  • KS RA
    APPROVED
    Since 2021-09-08

Branch Locations

16 W. 4Th Ave. Suite A, Hutchinson, KS 67501 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Wichita KS 05/2014 09/2021
Ohio National Financial Services Cincinnati OH 04/2014 Present
North Fork Financial, Llc Hutchinson KS 09/2021 Present
  • 05/2014 → 09/2021
    The O.N. Equity Sales Company
    Wichita, KS
  • 04/2014 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 09/2021 → Present
    Hutchinson, KS
Previous Registrations
Other Businesses

1) STRATEGIC FINANCIAL CONCEPTS; NOT INVESTMENT RELATED; 216 N WACO WICHITA KS 67202; INSURANCE; AGENT; START DATE 04/14/14; HOURS/MONTH 100; HOURS/TRADING 70; SELLING LIFE,DISABILITY,LTC. 2). Kansas Area United Methodist Foundation; yes investment related; 100 E First Avenue, Hutchinson, KS 67501; foundation for Kansas Methodist Churches; Volunteer position, board member; 11/07/2020-present; 1 Hours/month 9 1 securities trading hours); Serve as board member in volunteer - no compensation. Also serve on financial service committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-13
  • S66 Uniform Combined State Law Examination
    2014-06-13
Designations
  • Certified Financial Planner

View on SEC IAPD

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