Best Investors Account Sign in

Daniel Phillip Cherrin

Tiaa-Cref Individual & Institutional Services, LLC

Albuquerque, NM

Albuquerque, NM

CRD 5231183

Claim This Profile
Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-07-14
  • NM RA
    APPROVED
    Since 2022-07-14

Branch Locations

100 Sun Avenue Ne 6Th Floor, Albuquerque, NM 87109 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Evanston IL 01/2015 Present
Tiaa Evanston IL 01/2015 Present
Previous Registrations
  • 2011-10-03 → 2015-01-26
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 2008-06-13 → 2011-08-22
    Milkie/Ferguson Investments, Inc.
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-07
  • S66 Uniform Combined State Law Examination
    2006-12-07
Other Names
  • Daniel Phillip Cherrin
  • Daniel Phillip Cherrin

View on SEC IAPD

More in Albuquerque, NM

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor